Discover and connect with journalists and influencers around the world, save time on email research, monitor the news, and more.
Recent: |
|
Past: |
|
The aggregator thinks it’s found a sweet spot sharing revenues with firms it acquires, says CEO Bob Oros. → Read More
During rapid growth, the firm allegedly failed to detect a cascade of red flags. → Read More
As coronavirus upends retirements, financial advisors step up → Read More
“We basically had clients demanding that we find a new home,” after Wells Fargo failed to secure PPP loans for them, an advisor says. → Read More
The majority of advisors don’t understand how much of a positive difference they can make for their clients, says advisor Deborah Fox. → Read More
“It’s going to flip everything on its head,” says one XY Planning Network advisor. → Read More
Candidates will be allowed “two tissues” while testing at home and are advised to have bed linen handy. → Read More
“The face of our industry is typically not me,” says the Vanguard and DFA veteran. “I thought about how many young people that I could inspire. So I raised my hand.” → Read More
The board is “decisively moving away” from allowing advisors to self-disclose, CEO Kevin Keller says. → Read More
An advisor whose family has been “irrevocably harmed by police brutality” calls on industry peers and their clients to spark positive change. → Read More
The change is one of several made to the board’s disciplinary reporting process following a report by an independent task force that found “systemic, long-standing, governance-level weaknesses.” → Read More
LPL advisor Kashif Ahmed tweeted his condition from the emergency room then focused on recovering, knowing his firm could run without him. → Read More
“We didn’t need to physically travel to see that RBC was the ideal place to move our practice,” ex-UBS advisor says. → Read More
“I’d say independence is resonating with advisors now more than ever,” says recruiter Jodie Papike. → Read More
Two testing windows remain for this year, but the board cautions they will take place “only if they can be conducted without compromising the health of exam candidates.” → Read More
Two testing windows remain for this year, but the board cautions they will take place “only if they can be conducted without compromising the health of exam candidates.” → Read More
Without centralized IT protocols RIA cyber fraud scenarios are taking on new and nightmarish dimensions — but there are ways for firms to defend themselves. → Read More
XY Planning Network says about 250 students and 50 firms have responded to a new virtual internship program it launched to fill the gap. → Read More
Citing the appeal of Raymond James’ technology platform, 17 advisors from across the country have jumped to the independent-broker dealer from competitors including Ameriprise, RBC, Waddell & Reed and Wells Fargo. → Read More
When Congress killed tax deductions for financial advice in 2017, the world was a different place. Now planners want them restored to help clients during the coronavirus crisis → Read More